Kick-off session (14 January 2027, 13:00 / 1 pm CET)
MODULE 1: Build Your Compliance Function (Releasing 14 January 2027)
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1. Reviewing Your Compliance Officer’s Mandate: Job Duties, Authorities & Expectations
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2. Building Your 90-Day Plan (for your new compliance position or a new season)
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3. Compliance Function Annual Work Plan, with FTE and Compliance Budget Plan
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4. Setting Compliance KPIs that Demonstrate Effectiveness and Value
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5. (Re)Designing Your Code of Conduct and Whistleblowing Framework
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6. Structuring Your Compliance Policy Framework
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7. Mapping Your Compliance Systems, Processes & Operational Workflows (incl. IT & AI Tools)
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8. Building the Compliance Office Team Communication & Alignment Routine
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9. Conducting a High-Level Compliance Integrity Risk Assessment
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10. Toolkit Walkthrough: Your Module 1 Toolkit Package
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11. Practical Assignment: Diagnose Your Maturity Level & Strengthen Your Compliance Function
LIVE Check-in Session A (28 January 2027, 13:00 / 1 pm CET)
MODULE 2: Operate an Effective Compliance Programme (Releasing 4 February 2027)
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1. Compliance Recommendations: How to Encourage, Standardize, Deliver & Document Advisory & The Compliance Function Recommendations
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2. Whistleblowing Management in Practice
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3. Regulatory Compliance Management: The Model
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4. How to Conduct Compliance Audits and Audit Follow-Ups
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5. Communication on Compliance Integrity Topics & How to Deliver a Compliance & Ethics Training for the Business
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6. Toolkit Walkthrough: Your Module 2 Toolkit Package
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7. Practical Assignment: Build Your Compliance Integrity Operating Procedure or a Compliance Action Plan of Your Choice
LIVE Check-in Session B (18 February 2027, 13:00 / 1 pm CET)
MODULE 3: Mastering Compliance Risk Areas (Releasing 4 March 2027)
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1. How to Identify and Manage Conflicts of Interest, Gifts & Entertainment
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2. Anti-Corruption Compliance Program (incl. US Sentencing Guidelines & the EU Directive on Combating Corruption refferences)
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3. Antitrust compliance program - Essentials with Case Studies
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4. Confidential Data Protection (GDPR, Business Secrecy, Insider Trading) – Essentials with Case Studies
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5. AML and ATF – Essentials with Case Studies
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6. Third-Party Compliance Integrity Essentials: The Model
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7. Toolkit Walkthrough: Your Module 3 Toolkit Package
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8. Practical Assignment: Assess a Compliance Risk-area Program of Your Choice
LIVE Check-in Session C (18 March 2027, 13:00 / 1 pm CET)
MODULE 4: Become an Influential Compliance Leader (Releasing 8 April 2027)
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1. Board Influence & Executive Communication: How to Make an Executive Compliance Integrity Brief
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2. Speaking Truth to Power: How to Give a Heads-up on a Compliance Integrity Issue and Navigate Through Difficult Conversations
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3. Psychology of Compliance & Fraud - Building Organisational Resilience
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4. Personal Resilience for a Compliance Officer
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5. Career Development as a Compliance Professional, with Few Stories...
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6. Toolkit Walkthrough: Your Module 4 Toolkit Package
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7. Practical Assignment: Build Your Board Engagement Strategy & Finalize Your Compliance Integrity Program Transformation Project
GRADUATION Session(s) (5-7 May 2027)
